University of Sheffield
Department of Computer Science
Research Student Handbook
4. Thesis Committees and Assessment
Day-to-day organisation of your research is the responsibility
of your supervisor, who you should arrange to meet on a regular basis,
usually weekly. To provide a wider source of guidance, and to assess your
progress, the department will also appoint a thesis committee (alternatively
known as your 'panel').
Your committee will consist of your supervisor, an
advisor and a chair. The advisor will generally be a member of the academic
staff from your own research group, and will be someone to whom you can
turn for additional research advice. The chair will be a (usually senior)
person from a different research group. These people will be chosen for
you by your supervisor but you can approach first your committee chair
and then the RS Tutor if, for good reason, you want to make changes.
The committee has responsibility for guiding your
research and assessing your progress. It will meet with you formally every
6 months. Your supervisor has responsibility for arranging this but you
have the right to call additional meetings if you feel they are necessary.
For each committee meeting (except the first) you must provide written
input, in consultation with your supervisor. What is required in these
documents varies from meeting to meeting and is summarised below. After
each meeting, your committee will generate a short report (using the form
which is appended to this document), which will be lodged in your file
(The RS secretary keeps these) and copied to you. In addition, you should
keep in informal contact with your advisor and chair.
Upgrading to Ph.D.
Our normal practice is to register research students
for the degree of MPhil initially. For full-time students, transfer to
Ph.D. is made after twelve months subject to satisfactory progress, and
if the student wishes. Part-time students will arrive at this hurdle later.
This means that in time for your 12-month committee meeting you must produce
a transfer report. At the 12-month meeting you will be questioned
on this report, with your advisor acting as examiner. This is something
of a practice-run for your final viva. To upgrade to Ph.D. you must provide
sufficient evidence to satisfy the thesis committee (and ultimately the
department's research committee) that you are likely to complete a Ph.D.
within another two years (the norm) or a maximum of three years. Students
failing to satisfy their thesis committee will not be registered for a
Ph.D. These measures have been forced on us by the British Research Councils'
policy that departments with a low submission rate (within four years from
registration) will be penalised in terms of future studentship allocations.
The thesis committees, therefore, has a strict brief to allow only those
students with a strong chance of completion to convert to Ph.D. candidature.
You always have the option of remaining at MPhil level and submitting your
thesis for this degree. Guidance on what is expected in a transfer report
is given below.
Guidelines for Thesis Committee Meetings
The following will give you an idea of what we expect
at the end of each 6-monthly period, when your thesis committee meets.
It takes the form of what you are expected to produce for the meeting and
the sort of questions you can expect to be asked. Of course, individual
circumstances vary widely, and not every RS history will fit the pattern
below. Nevertheless, you should try to keep to these targets.
Initial Meeting (1 month)
Input
Questions:
-
Has the student settled in properly:
-
is academic and financial registration sorted out?
-
has the student found suitable living accommodation?
-
does the student have appropriate departmental access,
lab space and computing resources?
-
Has the student found her/his way around the departmental
network?
-
Is the student's RTP programme decided and underway?
-
Has the research topic area been identified and a suitable
plan for exploring this area been produced?
6-month meeting
Input
-
Summary of activities in this period
-
Literature review: this need not be complete
but should at least contain notes on work already reviewed and a bibliography
of work still to be read.
-
Plan for the next period.
-
Outline longer-term plan.
-
Summary of work done for Computer Science RTP modules
(see section 5.
Questions
-
Has the student made a satisfactory start to her/his
research?
-
Does the literature review demonstrate understanding?
-
Is the next period planned out?
-
Is the long-term direction of the research firming up?
-
What RTP credits should be awarded? What RTP work remains?
12 month meeting
Input
-
A transfer report should be 100 pages long at most,
but may be much shorter. Average is about 50 pages.
-
The report should include a detailed discussion
of research conducted to date with problems encountered, and a critical
review and survey of the essential background literature is also required
at this stage.
-
The report should also explain the particular problems
you will address in the thesis, together with comments on their origin,
and the theoretical and practical constraints on solutions.
-
Your programme of research for the following two years
should set out milestones (short-term objectives) and resource requirements.
-
You should, if possible, give your supervisor the opportunity
to comment on an early draft of the document.
-
Good transfer reports are sometimes published as internal
departmental research memoranda.
-
There is an annual prize for the best report.
-
Summary of work done for Computer Science RTP modules
(see section 5).
Questions
To recommend a transfer to Ph.D. , the thesis
committee must be satisfied that you
-
understand your chosen research field to the state-of-the-art,
-
have identified a suitable topic of research within
that field,
-
have a sensible plan of work for that topic,
-
are able to explain (i)-(iii) verbally and in writing,
and
-
and hence have demonstrated the potential for making
an original contribution to knowledge.
The following notes guide the thesis committee on
the transfer report and its examination:
The advisor should read the report and prepare
questions. Post-it notes are recommended for typos and comments on points
that will not require discussion. Questions should address the following:
-
Does the candidate understand the field?
-
Is the candidate up to date with references, research
surveyed etc.?
-
Has the candidate reviewed the field competently, including
alternative approaches to those in the research group?
-
Is the plan of work capable of being carried out in
the time available by this candidate?
-
Can the "original contribution to knowledge" required
for a Ph.D. be identified (even if not yet produced)?
-
Can a method be set out for assessing the success of
the work, when it has been done?
The Chair should give the candidate the opportunity
to present the report for ten minutes or so before questions begin. The
Chair should also inquire whether the candidate is in touch with, or using,
other standard scholarly mechanisms: contact with other researchers, membership
of news groups, use of bulletin boards, conference or workshop/summer school
attendance (past or planned). It is the Chair's responsibility to obtain
the consensus of the committee when the student leaves, and to communicate
the result to the student.
The committee may decide that amendments are necessary
to the transfer report, or that further work needs to be done. In this
case, written instructions should be given to the candidate and a schedule
and mechanism for assessing the revised report should be agreed.
If the transfer is approved, it is the supervisor's
responsibility to ensure that the necessary paperwork is done.
What RTP credits should be awarded? What RTP work remains?
18-month meeting
Input
-
Summary of activities in this period, and how they relate
to the plan produced at the end of the last period.
-
Plan for the next period.
-
Outline longer-term plan.
Questions
-
Is the Ph.D. transfer completed?
-
Is the RTP wrapped up?
-
Is the work progressing satisfactorily beyond the Ph.D.
transfer stage?
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Have the goals been modified? Do they still make sense?
-
Is the student active in the research community (through
conferences, contacts with other groups and so on?
-
What plans are there for publication?
24-month meeting
Input
-
Summary of activities in this period, and how they relate
to the plan produced at the end of the last period.
-
Plan for the next period.
-
Outline longer-term plan.
-
Outline thesis structure
Questions
-
Is the scope of the work to be presented in the thesis
now clear?
-
How much experimental work has been done? How much remains
to be done?
-
Are there any critical questions which have not yet
been addressed?
-
Is the shape of the thesis becoming clear?
30-month meeting
Input
-
Summary of activities in this period, and how they relate
to the plan produced at the end of the last period.
-
Plan for the remaining time.
-
First thesis draft (this will probably be sketchy but
you should have started writing)
Questions
-
Is there experimental work remaining to be done? If
so, is it planned out and is its place in the thesis clear?
-
Can the 'punch line' of the thesis be identified and
how is it to be substantiated?
-
Is thesis writing seriously underway?
-
What is the expected submission date?
36-month meeting
Input
Second thesis draft (it should be nearly all written
by now).
Questions
-
What is the state of the thesis? Does it need strengthening?
-
Is there any remaining experimental work?
-
Has an external examiner been appointed?